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Brian Nelson Kaufman

PRAIRIE CAPITAL MANAGEMENT, LLC·KANSAS CITY, Missouri
SIE, Series 4, Series 7, Series 24, Series 27, Series 66Clean record28 years registeredPRAIRIE CAPITAL MANAGEMENT, LLC
4900 MAIN STREET, SUITE 700, KANSAS CITY, MO 64112CRD# 2673120Firm CRD# 153588

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Nelson Kaufman · KANSAS CITY, MO
Registration
CRD #2673120 · PRAIRIE CAPITAL MANAGEMENT, LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

Jun 2011Feb 2016
KANSAS CITY, MO
Aug 2010Apr 2021
KANSAS CITY, MO
PRAIRIE CAPITAL MANAGEMENT LLC
Jan 2008Jul 2010
KANSAS CITY, MO
PRAIRIE CAPITAL MANAGEMENT INC
Feb 1998Apr 2008
PRAIRIE VILLAGE, KS
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 27
Series 66
Registration record
First registered · February 8, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRAIRIE CAPITAL MANAGEMENT, LLC
CRD 153588 · SEC 801-71609
AUM
$4.6B
Regulatory assets under management
Employees
35
2,157 client accounts
Services offered by PRAIRIE CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Brian Nelson Kaufman offer?
Brian Nelson Kaufman specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in KANSAS CITY, Missouri for a consultation.
What are Brian Nelson Kaufman's credentials?
Brian Nelson Kaufman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Nelson Kaufman located?
Brian Nelson Kaufman is based in KANSAS CITY, Missouri, working with PRAIRIE CAPITAL MANAGEMENT, LLC. Their office serves clients in the KANSAS CITY metropolitan area and surrounding communities.
How does Brian Nelson Kaufman charge for services?
Brian Nelson Kaufman's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRAIRIE CAPITAL MANAGEMENT, LLC?
PRAIRIE CAPITAL MANAGEMENT, LLC has approximately 35 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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