Unclaimed Profile

Kenneth Allen Woodruff

HEARTLAND CAPITAL ADVISORS, L.C.·INDEPENDENCE, Missouri

Series 6, Series 6328 years registeredHEARTLAND CAPITAL ADVISORS, L.C.

4200 LITTLE BLUE PARKWAY, INDEPENDENCE, MO 64057CRD# 1322753Firm CRD# 116127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Allen Woodruff · INDEPENDENCE, MO

Registration

CRD #1322753 · HEARTLAND CAPITAL ADVISORS, L.C. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HEARTLAND CAPITAL ADVISORS, L.C.

HEARTLAND CAPITAL ADVISORS, L.C.

Apr 1998 – Jan 2017

INDEPENDENCE, MO

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · April 29, 1998

Years registered · 28

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HEARTLAND CAPITAL ADVISORS, L.C.

CRD 116127 · SEC 801-69368

AUM

$38M

Regulatory assets under management

Employees

255 client accounts

Services offered by HEARTLAND CAPITAL ADVISORS, L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HEARTLAND CAPITAL ADVISORS, L.C. →

Introduction

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Frequently Asked Questions

What services does Kenneth Allen Woodruff offer?

Kenneth Allen Woodruff specializes in Financial Planning, Investment Management, Wealth Management.

What are Kenneth Allen Woodruff's credentials?

Kenneth Allen Woodruff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Allen Woodruff located?

Kenneth Allen Woodruff is based in INDEPENDENCE, Missouri, last registered with HEARTLAND CAPITAL ADVISORS, L.C..

How does Kenneth Allen Woodruff charge for services?

Kenneth Allen Woodruff's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEARTLAND CAPITAL ADVISORS, L.C.?

HEARTLAND CAPITAL ADVISORS, L.C. has approximately 1 employees and manages $38M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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