Unclaimed Profile

Rick Joseph Militello

MILITELLO WEALTH MANAGEMENT, L.L.C.·CLAYTON, Missouri

SIE, Series 6, Series 63, Series 6528 years registeredMILITELLO WEALTH MANAGEMENT, L.L.C.

8000 MARYLAND AVENUE, CLAYTON, MO 63105CRD# 2116207Firm CRD# 135379

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Joseph Militello · CLAYTON, MO

Registration

CRD #2116207 · MILITELLO WEALTH MANAGEMENT, L.L.C. · 28 years registered

Brand Profile

Not yet started

Career History

INTEGRATED ADVISORS NETWORK LLC

Aug 2019 – present

MILITELLO WEALTH MANAGEMENT, L.L.C.

Jun 2005 – Dec 2019

O'FALLON, IL

MARTIN WIER, INC

Jun 2002 – Jun 2005

SWANSEA, IL

M FINANCIAL SERVICES, INC.

Aug 1998 – Aug 2002

HIGHLAND, IL

ROYAL ALLIANCE ASSOCIATES, INC.

Sep 1997 – Aug 2019

O'FALLON, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · September 17, 1997

Years registered · 28

Disclosure History

2022Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MILITELLO WEALTH MANAGEMENT, L.L.C.

CRD 135379 · SEC 801-64287

AUM

$39M

Regulatory assets under management

Employees

196 client accounts

Services offered by MILITELLO WEALTH MANAGEMENT, L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MILITELLO WEALTH MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Rick Joseph Militello offer?

Rick Joseph Militello specializes in Financial Planning, Investment Management. Contact their office in CLAYTON, Missouri for a consultation.

What are Rick Joseph Militello's credentials?

Rick Joseph Militello is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Joseph Militello located?

Rick Joseph Militello is based in CLAYTON, Missouri, working with MILITELLO WEALTH MANAGEMENT, L.L.C.. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.

How does Rick Joseph Militello charge for services?

Rick Joseph Militello's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MILITELLO WEALTH MANAGEMENT, L.L.C.?

MILITELLO WEALTH MANAGEMENT, L.L.C. has approximately 1 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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