Unclaimed Profile

Lisa Y. Hauck

MATTER, LLC·CLAYTON, Missouri

Series 65Clean record30 years registeredMATTER, LLC

7711 BONHOMME AVENUE, CLAYTON, MO 63105CRD# 2713926Firm CRD# 106806

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Y. Hauck · CLAYTON, MO

Registration

CRD #2713926 · MATTER, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MATTER, LLC

FINANCIAL MANAGEMENT PARTNERS

Feb 1996 – Dec 2002

ST. LOUIS, MO

MATTER FAMILY OFFICE

Feb 1996 – Dec 2016

CLAYTON, MO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 5, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MATTER, LLC

CRD 106806 · SEC 801-37738

AUM

$3.4B

Regulatory assets under management

Employees

234 client accounts

Services offered by MATTER, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MATTER, LLC →

Introduction

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Frequently Asked Questions

What services does Lisa Y. Hauck offer?

Lisa Y. Hauck specializes in Financial Planning, Investment Management, Retirement Planning.

What are Lisa Y. Hauck's credentials?

Lisa Y. Hauck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Y. Hauck located?

Lisa Y. Hauck is based in CLAYTON, Missouri, last registered with MATTER, LLC.

How does Lisa Y. Hauck charge for services?

Lisa Y. Hauck's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MATTER, LLC?

MATTER, LLC has approximately 44 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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