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Karen Louise Finke

COMMERCE BROKERAGE SERVICES, INC.·CLAYTON, Missouri
Unclaimed Profile
8000 FORSYTH, CLAYTON, MO 63105-1707CRD# 1901018Firm CRD# 17140
01

About

Karen Louise Finke is a registered financial advisor based in CLAYTON, Missouri, affiliated with COMMERCE BROKERAGE SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
COMMERCE BROKERAGE SERVICES, INC.
COMMERCE BROKERAGE SERVICES, INC
AUM
$650M
Regulatory assets under management
Employees
37
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1901018
Firm CRD# 17140
6 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Karen Louise Finke offer?
Karen Louise Finke specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CLAYTON, Missouri for a consultation.
What are Karen Louise Finke's credentials?
Karen Louise Finke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Louise Finke located?
Karen Louise Finke is based in CLAYTON, Missouri, working with COMMERCE BROKERAGE SERVICES, INC.. Their office serves clients in the CLAYTON metropolitan area and surrounding communities.
How does Karen Louise Finke charge for services?
Karen Louise Finke's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMERCE BROKERAGE SERVICES, INC.?
COMMERCE BROKERAGE SERVICES, INC. has approximately 37 employees and manages $650M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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