Unclaimed Profile

Thomas Anthony Kieffer

ST. LOUIS FINANCIAL PLANNERS INC.·CHESTERFIELD, Missouri

SIE, Series 1, Series 7TO, Series 63, Series 99TO28 years registeredST. LOUIS FINANCIAL PLANNERS INC.

16091 SWINGLEY RIDGE RD., CHESTERFIELD, MO 63017CRD# 269086Firm CRD# 105511

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Anthony Kieffer · CHESTERFIELD, MO

Registration

CRD #269086 · ST. LOUIS FINANCIAL PLANNERS INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ST. LOUIS FINANCIAL PLANNERS INC.

GIRARD SECURITIES, INC.

Jun 2004 – Dec 2009

CHESTERFIELD, MO

ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC

Sep 1997 – Nov 2005

CHESTERFIELD, MO

ST. LOUIS FINANCIAL PLANNERS INC.

Sep 1997 – Dec 2025

CHESTERFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 63

Series 99TO

Registration record

First registered · September 2, 1997

Years registered · 28

Disclosure History

2020Customer Dispute·Settled

2017Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ST. LOUIS FINANCIAL PLANNERS INC.

CRD 105511 · SEC 801-113524

AUM

$6M

Regulatory assets under management

Employees

36 client accounts

Services offered by ST. LOUIS FINANCIAL PLANNERS INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ST. LOUIS FINANCIAL PLANNERS INC. →

Introduction

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Frequently Asked Questions

What services does Thomas Anthony Kieffer offer?

Thomas Anthony Kieffer specializes in Financial Planning, Investment Management.

What are Thomas Anthony Kieffer's credentials?

Thomas Anthony Kieffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Anthony Kieffer located?

Thomas Anthony Kieffer is based in CHESTERFIELD, Missouri, last registered with ST. LOUIS FINANCIAL PLANNERS INC..

How does Thomas Anthony Kieffer charge for services?

Thomas Anthony Kieffer's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ST. LOUIS FINANCIAL PLANNERS INC.?

ST. LOUIS FINANCIAL PLANNERS INC. has approximately 9 employees and manages $6M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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