Unclaimed Profile

Carlton Jerome Dick

SUMMIT X·CHESTERFIELD, Missouri

SIE, Series 7, Series 66, Series 99TO13 years registeredSUMMIT X

16020 SWINGLEY RIDGE, CHESTERFIELD, MO 63017CRD# 5639545Firm CRD# 282502

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlton Jerome Dick · CHESTERFIELD, MO

Registration

CRD #5639545 · SUMMIT X · 13 years registered

Brand Profile

Not yet started

Career History

ARAX ADVISORY PARTNERS

Aug 2025 – present

SUMMIT WEALTH STRATEGIES

Jan 2016 – Dec 2025

Chesterfield, MO

AXA ADVISORS, LLC

Nov 2012 – Dec 2015

CHESTERFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · November 13, 2012

Years registered · 13

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUMMIT X

CRD 282502 · SEC 801-107111

AUM

$791M

Regulatory assets under management

Employees

4,790 client accounts

Services offered by SUMMIT X

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT X →

Introduction

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Frequently Asked Questions

What services does Carlton Jerome Dick offer?

Carlton Jerome Dick specializes in Financial Planning, Investment Management. Contact their office in CHESTERFIELD, Missouri for a consultation.

What are Carlton Jerome Dick's credentials?

Carlton Jerome Dick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlton Jerome Dick located?

Carlton Jerome Dick is based in CHESTERFIELD, Missouri, working with SUMMIT X. Their office serves clients in the CHESTERFIELD metropolitan area and surrounding communities.

How does Carlton Jerome Dick charge for services?

Carlton Jerome Dick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT X?

SUMMIT X has approximately 19 employees and manages $791M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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