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David Wayne Thompson

HERITAGE ASSET MANAGEMENT, LLC·BELTON, Missouri
Unclaimed Profile
7926 E 171ST STREET, BELTON, MO 64012CRD# 4440375Firm CRD# 323344
01

About

David Wayne Thompson is a registered financial advisor based in BELTON, Missouri, affiliated with HERITAGE ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
HERITAGE ASSET MANAGEMENT, LLC
HERITAGE ASSET MANAGEMENT, LLC
AUM
$115M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at HERITAGE ASSET MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4440375
Firm CRD# 323344
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Wayne Thompson offer?
David Wayne Thompson specializes in Financial Planning, Investment Management. Contact their office in BELTON, Missouri for a consultation.
What are David Wayne Thompson's credentials?
David Wayne Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Wayne Thompson located?
David Wayne Thompson is based in BELTON, Missouri, working with HERITAGE ASSET MANAGEMENT, LLC. Their office serves clients in the BELTON metropolitan area and surrounding communities.
How does David Wayne Thompson charge for services?
David Wayne Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERITAGE ASSET MANAGEMENT, LLC?
HERITAGE ASSET MANAGEMENT, LLC has approximately 2 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Missouri
ST. LOUIS (594)KANSAS CITY (265)CLAYTON (125)SAINT LOUIS (108)CHESTERFIELD (78)
City Guides
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Research
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