Unclaimed Profile

Nancy L Richter

CUTTER AND COMPANY BROKERAGE, INC.·BALLWIN, Missouri

SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean record24 years registeredCUTTER AND COMPANY BROKERAGE, INC.

15415 CLAYTON ROAD, BALLWIN, MO 63011CRD# 1854877Firm CRD# 22449

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy L Richter · BALLWIN, MO

Registration

CRD #1854877 · CUTTER AND COMPANY BROKERAGE, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CUTTER AND COMPANY BROKERAGE, INC.

CUTTER & COMPANY, INC.

Mar 2004 – Dec 2024

BALLWIN, MO

CUTTER & COMPANY, INC.

Jan 2003 – Nov 2003

CHESTERFIELD, MO

CENTURY SECURITIES ASSOCIATES INC

Dec 2001 – Jan 2003

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 14

Series 24

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · December 6, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CUTTER AND COMPANY BROKERAGE, INC.

CRD 22449 · SEC 801-62329

AUM

$866M

Regulatory assets under management

Employees

2,329 client accounts

Services offered by CUTTER AND COMPANY BROKERAGE, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CUTTER AND COMPANY BROKERAGE, INC. →

Introduction

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Frequently Asked Questions

What services does Nancy L Richter offer?

Nancy L Richter specializes in Financial Planning, Investment Management, Wealth Management.

What are Nancy L Richter's credentials?

Nancy L Richter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy L Richter located?

Nancy L Richter is based in BALLWIN, Missouri, last registered with CUTTER AND COMPANY BROKERAGE, INC..

How does Nancy L Richter charge for services?

Nancy L Richter's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CUTTER AND COMPANY BROKERAGE, INC.?

CUTTER AND COMPANY BROKERAGE, INC. has approximately 49 employees and manages $866M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at CUTTER AND COMPANY BROKERAGE, INC.

William Louis Meyer

BALLWIN, MO

ChFC

Deborah Marie Castiglioni

BALLWIN, MO

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Missouri

ST. LOUIS (349)KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)

City Guides

ST. LOUIS Guide KANSAS CITY Guide CLAYTON Guide CHESTERFIELD Guide SAINT LOUIS Guide

Research

Advisor Fees in Missouri National Fee Analysis

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