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Nancy L Richter

CUTTER AND COMPANY BROKERAGE, INC.·BALLWIN, Missouri
Unclaimed Profile
15415 CLAYTON ROAD, BALLWIN, MO 63011CRD# 1854877Firm CRD# 22449
01

About

Nancy L Richter is a registered financial advisor based in BALLWIN, Missouri, affiliated with CUTTER AND COMPANY BROKERAGE, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CUTTER AND COMPANY BROKERAGE, INC.
CUTTER & COMPANY, INC.
AUM
$866M
Regulatory assets under management
Employees
49
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 1854877
Firm CRD# 22449
2 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nancy L Richter offer?
Nancy L Richter specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BALLWIN, Missouri for a consultation.
What are Nancy L Richter's credentials?
Nancy L Richter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nancy L Richter located?
Nancy L Richter is based in BALLWIN, Missouri, working with CUTTER AND COMPANY BROKERAGE, INC.. Their office serves clients in the BALLWIN metropolitan area and surrounding communities.
How does Nancy L Richter charge for services?
Nancy L Richter's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CUTTER AND COMPANY BROKERAGE, INC.?
CUTTER AND COMPANY BROKERAGE, INC. has approximately 49 employees and manages $866M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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