AdvisorOS Directory
Claim Profile
Unclaimed Profile
TW

Thomas Kenneth Watts

BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.·MERIDIAN, Mississippi
Series 7, Series 9, Series 10, Series 24, Series 63, Series 6534 years registeredBEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
2211 5TH STREET, MERIDIAN, MS 39301CRD# 1236316Firm CRD# 149808

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Kenneth Watts · MERIDIAN, MS
Registration
CRD #1236316 · BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC. · 34 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
May 2016 – Dec 2019
MERIDIAN, MS
BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
May 2009 – Dec 2015
MERIDIAN, MS
NEXT FINANCIAL GROUP, INC.
Feb 2009 – Mar 2010
MERIDIAN, MS
UBS FINANCIAL SERVICES INC.
Mar 2003 – Mar 2009
MERIDIAN, MS
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Feb 1992 – Mar 2003
MERIDIAN, MS
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 9
Series 10
Series 24
Series 63
Series 65
Registration record
First registered · February 27, 1992
Years registered · 34
03

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
CRD 149808 · SEC 801-71757
AUM
$22M
Regulatory assets under management
Employees
1
232 client accounts
Services offered by BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC. →
Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MERIDIAN?

Browse all registered financial advisors in MERIDIAN, Mississippi or claim this profile if it's yours.

Browse MERIDIAN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Thomas Kenneth Watts offer?
Thomas Kenneth Watts specializes in Financial Planning, Investment Management.
What are Thomas Kenneth Watts's credentials?
Thomas Kenneth Watts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Kenneth Watts located?
Thomas Kenneth Watts is based in MERIDIAN, Mississippi, last registered with BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC..
How does Thomas Kenneth Watts charge for services?
Thomas Kenneth Watts's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC.?
BEYOND CAPITAL FINANCIAL MANAGEMENT GROUP, INC. has approximately 1 employees and manages $22M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Mississippi
JACKSON (39)RIDGELAND (32)MADISON (7)TUPELO (6)FLOWOOD (5)CLARKSDALE (5)MOSS POINT (3)HATTIESBURG (3)STARKVILLE (3)CLINTON (3)
City Guides
JACKSON GuideRIDGELAND GuideMADISON GuideTUPELO GuideFLOWOOD Guide
Research
Advisor Fees in MississippiNational Fee Analysis
Request removal of this profile