Unclaimed Profile

Karl Glenn Simmons

SOUND FINANCIAL STRATEGIES GROUP, INC.·FLOWOOD, Mississippi

SIE, Series 3, Series 7, Series 24, Series 63Clean record30 years registeredSOUND FINANCIAL STRATEGIES GROUP, INC.

579 LAKELAND EAST DRIVE, FLOWOOD, MS 39232CRD# 1837353Firm CRD# 286261

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karl Glenn Simmons · FLOWOOD, MS

Registration

CRD #1837353 · SOUND FINANCIAL STRATEGIES GROUP, INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUND FINANCIAL STRATEGIES GROUP, INC.

SOUND FINANCIAL STRATEGIES GROUP, LLC

Apr 2017 – Apr 2024

Burnet, TX

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jan 2011 – Apr 2017

FLOWOOD, MS

SECURITIES AMERICA ADVISORS, INC.

Aug 1995 – Jan 2011

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Registration record

First registered · August 30, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUND FINANCIAL STRATEGIES GROUP, LLC

CRD 286261 · SEC 801-108894

AUM

$184M

Regulatory assets under management

Employees

1,284 client accounts

Services offered by SOUND FINANCIAL STRATEGIES GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at SOUND FINANCIAL STRATEGIES GROUP, LLC →

Introduction

Speak with Karl

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Karl is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FLOWOOD?

Browse all registered financial advisors in FLOWOOD, Mississippi or claim this profile if it's yours.

Browse FLOWOOD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Karl Glenn Simmons offer?

Karl Glenn Simmons specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Karl Glenn Simmons's credentials?

Karl Glenn Simmons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karl Glenn Simmons located?

Karl Glenn Simmons is based in FLOWOOD, Mississippi, last registered with SOUND FINANCIAL STRATEGIES GROUP, INC..

How does Karl Glenn Simmons charge for services?

Karl Glenn Simmons's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUND FINANCIAL STRATEGIES GROUP, INC.?

SOUND FINANCIAL STRATEGIES GROUP, INC. has approximately 8 employees and manages $184M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →