Unclaimed Profile

Carl Ray Easley

EASLEY INVESTMENT CONSULTANTS, INC.·FLOWOOD, Mississippi

SIE, Series 3, Series 5, Series 7, Series 8, Series 63, Series 65Clean record32 years registeredEASLEY INVESTMENT CONSULTANTS, INC.

420 LIBERTY PARK COURT, FLOWOOD, MS 39232CRD# 1071296Firm CRD# 307258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Ray Easley · FLOWOOD, MS

Registration

CRD #1071296 · EASLEY INVESTMENT CONSULTANTS, INC. · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EASLEY INVESTMENT CONSULTANTS, INC.

EASLEY INVESTMENT CONSULTANTS, INC.

Apr 2020 – Feb 2024

FLOWOOD, MS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Oct 2003 – Apr 2020

FLOWOOD, MS

WACHOVIA SECURITIES, LLC

Jul 2003 – Nov 2003

JACKSON, MS

PRUDENTIAL SECURITIES INCORPORATED

Feb 1994 – Jul 2003

JACKSON, MS

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · February 11, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EASLEY INVESTMENT CONSULTANTS, INC.

CRD 307258 · SEC 801-118212

AUM

$178M

Regulatory assets under management

Employees

819 client accounts

Services offered by EASLEY INVESTMENT CONSULTANTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EASLEY INVESTMENT CONSULTANTS, INC. →

Introduction

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Frequently Asked Questions

What services does Carl Ray Easley offer?

Carl Ray Easley specializes in Financial Planning, Investment Management.

What are Carl Ray Easley's credentials?

Carl Ray Easley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Ray Easley located?

Carl Ray Easley is based in FLOWOOD, Mississippi, last registered with EASLEY INVESTMENT CONSULTANTS, INC..

How does Carl Ray Easley charge for services?

Carl Ray Easley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EASLEY INVESTMENT CONSULTANTS, INC.?

EASLEY INVESTMENT CONSULTANTS, INC. has approximately 5 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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