Unclaimed Profile

Carl R Easley

EASLEY INVESTMENT CONSULTANTS, INC.·FLOWOOD, Mississippi

SIE, Series 3, Series 7, Series 7TO, Series 9, Series 10, Series 63, Series 65CFPClean record26 years registeredEASLEY INVESTMENT CONSULTANTS, INC.

420 LIBERTY PARK COURT, FLOWOOD, MS 39232CRD# 2778849Firm CRD# 307258

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl R Easley · FLOWOOD, MS

Registration

CRD #2778849 · EASLEY INVESTMENT CONSULTANTS, INC. · 26 years registered

Brand Profile

Not yet started

Career History

EASLEY INVESTMENT CONSULTANTS, INC.

Apr 2020 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Oct 2003 – Apr 2020

FLOWOOD, MS

WACHOVIA SECURITIES, LLC

Jul 2003 – Nov 2003

JACKSON, MS

PRUDENTIAL SECURITIES INCORPORATED

Apr 2000 – Jul 2003

JACKSON, MS

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 7TO

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · April 16, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EASLEY INVESTMENT CONSULTANTS, INC.

CRD 307258 · SEC 801-118212

AUM

$178M

Regulatory assets under management

Employees

819 client accounts

Services offered by EASLEY INVESTMENT CONSULTANTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EASLEY INVESTMENT CONSULTANTS, INC. →

Introduction

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Frequently Asked Questions

What services does Carl R Easley offer?

Carl R Easley specializes in Financial Planning, Investment Management. Contact their office in FLOWOOD, Mississippi for a consultation.

What are Carl R Easley's credentials?

Carl R Easley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Carl R Easley located?

Carl R Easley is based in FLOWOOD, Mississippi, working with EASLEY INVESTMENT CONSULTANTS, INC.. Their office serves clients in the FLOWOOD metropolitan area and surrounding communities.

How does Carl R Easley charge for services?

Carl R Easley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EASLEY INVESTMENT CONSULTANTS, INC.?

EASLEY INVESTMENT CONSULTANTS, INC. has approximately 5 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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