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Gregory William Swaim

BLUE ROCK ADVISORS, LLC·WAYZATA, Minnesota
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445 EAST LAKE STREET, SUITE 120, WAYZATA, MN 55391CRD# 5435375Firm CRD# 281831
01

About

Gregory William Swaim is a registered financial advisor based in WAYZATA, Minnesota, affiliated with BLUE ROCK ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
BLUE ROCK ADVISORS, LLC
BLUE ROCK ADVISORS, LLC
AUM
$1.2B
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at BLUE ROCK ADVISORS, LLC →
Services
Pension consulting
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5435375
Firm CRD# 281831
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gregory William Swaim offer?
Gregory William Swaim specializes in Retirement Planning. Contact their office in WAYZATA, Minnesota for a consultation.
What are Gregory William Swaim's credentials?
Gregory William Swaim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory William Swaim located?
Gregory William Swaim is based in WAYZATA, Minnesota, working with BLUE ROCK ADVISORS, LLC. Their office serves clients in the WAYZATA metropolitan area and surrounding communities.
How does Gregory William Swaim charge for services?
Gregory William Swaim's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BLUE ROCK ADVISORS, LLC?
BLUE ROCK ADVISORS, LLC has approximately 6 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Minnesota
MINNEAPOLIS (894)MINNETONKA (136)EDINA (122)ST PAUL (111)PLYMOUTH (97)
City Guides
MINNEAPOLIS GuideMINNETONKA GuideEDINA GuideST PAUL GuidePLYMOUTH Guide
Research
Advisor Fees in MinnesotaNational Fee Analysis
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