Unclaimed Profile

Mark Frederick Steen

BLUE ROCK ADVISORS, LLC·EXCELSIOR, Minnesota

SIE, Series 3, Series 7, Series 24, Series 63Clean record12 years registeredBLUE ROCK ADVISORS, LLC

26370 ARBOR CREEK LANE, EXCELSIOR, MN 55331CRD# 2093368Firm CRD# 281831

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Frederick Steen · EXCELSIOR, MN

Registration

CRD #2093368 · BLUE ROCK ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BLUE ROCK ADVISORS, LLC

BLUE ROCK ADVISORS, LLC

Mar 2016 – Dec 2023

Wayzata, MN

BLUE ROCK ADVISORS INC

Jan 2014 – Mar 2016

WAYZATA, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Registration record

First registered · January 28, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BLUE ROCK ADVISORS, LLC

CRD 281831 · SEC 801-106890

AUM

$1.2B

Regulatory assets under management

Employees

7 client accounts

Services offered by BLUE ROCK ADVISORS, LLC

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at BLUE ROCK ADVISORS, LLC →

Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in EXCELSIOR?

Browse all registered financial advisors in EXCELSIOR, Minnesota or claim this profile if it's yours.

Browse EXCELSIOR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mark Frederick Steen offer?

Mark Frederick Steen specializes in Retirement Planning.

What are Mark Frederick Steen's credentials?

Mark Frederick Steen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Frederick Steen located?

Mark Frederick Steen is based in EXCELSIOR, Minnesota, last registered with BLUE ROCK ADVISORS, LLC.

How does Mark Frederick Steen charge for services?

Mark Frederick Steen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE ROCK ADVISORS, LLC?

BLUE ROCK ADVISORS, LLC has approximately 6 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →