Unclaimed Profile

Robert Wagner Fullerton

BLUE ROCK ADVISORS, LLC·EXCELSIOR, Minnesota

SIE, Series 7, Series 22, Series 24, Series 63, Series 79TOClean record12 years registeredBLUE ROCK ADVISORS, LLC

26370 ARBOR CREEK LANE, EXCELSIOR, MN 55331CRD# 1159288Firm CRD# 281831

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Wagner Fullerton · EXCELSIOR, MN

Registration

CRD #1159288 · BLUE ROCK ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BLUE ROCK ADVISORS, LLC

BLUE ROCK ADVISORS, LLC

Mar 2016 – Dec 2023

Wayzata, MN

BLUE ROCK ADVISORS INC

Jan 2014 – Mar 2016

WAYZATA, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 63

Series 79TO

Registration record

First registered · January 28, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BLUE ROCK ADVISORS, LLC

CRD 281831 · SEC 801-106890

AUM

$1.2B

Regulatory assets under management

Employees

7 client accounts

Services offered by BLUE ROCK ADVISORS, LLC

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at BLUE ROCK ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Wagner Fullerton offer?

Robert Wagner Fullerton specializes in Retirement Planning.

What are Robert Wagner Fullerton's credentials?

Robert Wagner Fullerton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Wagner Fullerton located?

Robert Wagner Fullerton is based in EXCELSIOR, Minnesota, last registered with BLUE ROCK ADVISORS, LLC.

How does Robert Wagner Fullerton charge for services?

Robert Wagner Fullerton's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE ROCK ADVISORS, LLC?

BLUE ROCK ADVISORS, LLC has approximately 6 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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