AdvisorOS Directory
Claim Profile
Unclaimed Profile
SS

Stephen Ward Steiner

U.S. BANCORP INVESTMENTS, INC.·SAINT PAUL, Minnesota
SIE, Series 7, Series 9, Series 24, Series 27, Series 99TOClean recordU.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, SAINT PAUL, MN 55107CRD# 2259345Firm CRD# 17868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Ward Steiner · SAINT PAUL, MN
Registration
CRD #2259345 · U.S. BANCORP INVESTMENTS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 24
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
U.S. BANCORP INVESTMENTS, INC.
CRD 17868 · SEC 801-68122
AUM
$15.9B
Regulatory assets under management
Employees
2,307
60,028 client accounts
Services offered by U.S. BANCORP INVESTMENTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at U.S. BANCORP INVESTMENTS, INC. →
Introduction

Speak with Stephen Ward

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen Ward is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAINT PAUL?

Browse all registered financial advisors in SAINT PAUL, Minnesota or claim this profile if it's yours.

Browse SAINT PAUL AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Stephen Ward Steiner offer?
Stephen Ward Steiner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAINT PAUL, Minnesota for a consultation.
What are Stephen Ward Steiner's credentials?
Stephen Ward Steiner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Ward Steiner located?
Stephen Ward Steiner is based in SAINT PAUL, Minnesota, working with U.S. BANCORP INVESTMENTS, INC.. Their office serves clients in the SAINT PAUL metropolitan area and surrounding communities.
How does Stephen Ward Steiner charge for services?
Stephen Ward Steiner's firm is compensated through percentage of aum, other: 12b-1,networking&shareholder serv,product partner arrangements. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is U.S. BANCORP INVESTMENTS, INC.?
U.S. BANCORP INVESTMENTS, INC. has approximately 2307 employees and manages $15.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at U.S. BANCORP INVESTMENTS, INC.

James Whang
SAINT PAUL, MN
Jeffrey Adam Walter
SAINT PAUL, MN
Beth D Lawlor
SAINT PAUL, MN
Kathleen Renee Odegaard
SAINT PAUL, MN
Daniel Joseph Mccormack
SAINT PAUL, MN
Dorothy Ann Mitchel
SAINT PAUL, MN

More Advisors in SAINT PAUL, Minnesota

Shelley Austin
QUARRY HILL ADVISORS, LLC·SAINT PAUL, MN
CFP
James William Ronn
GREATER MIDWEST FINANCIAL GROUP, LLC·SAINT PAUL, MN
CFP
Jacob Michael Kogler
GREATER MIDWEST FINANCIAL GROUP, LLC·SAINT PAUL, MN
CFP
Bjorn William Amundson
QUARRY HILL ADVISORS, LLC·SAINT PAUL, MN
CFP
Donald James Phillips
GREATER MIDWEST FINANCIAL GROUP, LLC·SAINT PAUL, MN
CFP
Gail Marie Van Horn
U.S. BANCORP INVESTMENTS, INC.·SAINT PAUL, MN

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Minnesota
MINNEAPOLIS (371)EDINA (72)MINNETONKA (69)PLYMOUTH (69)BLOOMINGTON (54)EDEN PRAIRIE (34)ST PAUL (34)ARDEN HILLS (31)WAYZATA (29)MAPLE GROVE (19)
City Guides
MINNEAPOLIS GuideEDINA GuideMINNETONKA GuidePLYMOUTH GuideBLOOMINGTON Guide
Research
Advisor Fees in MinnesotaNational Fee Analysis
Request removal of this profile