Unclaimed Profile

Robert James Phillips

GREATER MIDWEST FINANCIAL GROUP, LLC·SAINT PAUL, Minnesota

SIE, Series 7, Series 63CFPClean record12 years registeredGREATER MIDWEST FINANCIAL GROUP, LLC

3222 RICE ST., SAINT PAUL, MN 55126CRD# 5692579Firm CRD# 324387

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert James Phillips · SAINT PAUL, MN

Registration

CRD #5692579 · GREATER MIDWEST FINANCIAL GROUP, LLC · 12 years registered

Brand Profile

Not yet started

Career History

GREATER MIDWEST FINANCIAL GROUP, LLC

Jan 2023 – present

KESTRA ADVISORY SERVICES, LLC

Apr 2016 – Sep 2023

St. Paul, MN

NFP ADVISOR SERVICES, LLC

May 2015 – Sep 2016

St. Paul, MN

LPL FINANCIAL LLC

Jan 2014 – Jun 2015

ST PAUL, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 21, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREATER MIDWEST FINANCIAL GROUP, LLC

CRD 324387 · SEC 801-127206

AUM

$424M

Regulatory assets under management

Employees

2,204 client accounts

Services offered by GREATER MIDWEST FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GREATER MIDWEST FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Robert James Phillips offer?

Robert James Phillips specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAINT PAUL, Minnesota for a consultation.

What are Robert James Phillips's credentials?

Robert James Phillips holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert James Phillips located?

Robert James Phillips is based in SAINT PAUL, Minnesota, working with GREATER MIDWEST FINANCIAL GROUP, LLC. Their office serves clients in the SAINT PAUL metropolitan area and surrounding communities.

How does Robert James Phillips charge for services?

Robert James Phillips's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREATER MIDWEST FINANCIAL GROUP, LLC?

GREATER MIDWEST FINANCIAL GROUP, LLC has approximately 12 employees and manages $424M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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