Unclaimed Profile

Joel Ira Floum

U.S. BANCORP INVESTMENTS, INC.·SAINT PAUL, Minnesota

SIE, Series 7, Series 24, Series 66Clean record20 years registeredU.S. BANCORP INVESTMENTS, INC.

60 LIVINGSTON AVENUE, SAINT PAUL, MN 55107CRD# 2405754Firm CRD# 17868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Ira Floum · SAINT PAUL, MN

Registration

CRD #2405754 · U.S. BANCORP INVESTMENTS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

U.S. BANCORP ADVISORS, LLC

Feb 2026 – present

U.S. BANCORP INVESTMENTS, INC.

Sep 2005 – Feb 2026

Saint Paul, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · September 26, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

U.S. BANCORP INVESTMENTS, INC.

CRD 17868 · SEC 801-68122

AUM

$15.9B

Regulatory assets under management

Employees

2,307

60,028 client accounts

Services offered by U.S. BANCORP INVESTMENTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at U.S. BANCORP INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Joel Ira Floum offer?

Joel Ira Floum specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAINT PAUL, Minnesota for a consultation.

What are Joel Ira Floum's credentials?

Joel Ira Floum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Ira Floum located?

Joel Ira Floum is based in SAINT PAUL, Minnesota, working with U.S. BANCORP INVESTMENTS, INC.. Their office serves clients in the SAINT PAUL metropolitan area and surrounding communities.

How does Joel Ira Floum charge for services?

Joel Ira Floum's firm is compensated through percentage of aum, other: 12b-1,networking&shareholder serv,product partner arrangements. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is U.S. BANCORP INVESTMENTS, INC.?

U.S. BANCORP INVESTMENTS, INC. has approximately 2307 employees and manages $15.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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