Unclaimed Profile

Richard John Anderson

INVESTORS FINANCIAL GROUP LLC·PLYMOUTH, Minnesota

SIE, Series 7, Series 63Clean record15 years registeredINVESTORS FINANCIAL GROUP LLC

9800 SHELARD PARKWAY, PLYMOUTH, MN 55441CRD# 1738184Firm CRD# 154168

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard John Anderson · PLYMOUTH, MN

Registration

CRD #1738184 · INVESTORS FINANCIAL GROUP LLC · 15 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

Mar 2022 – present

INVESTORS FINANCIAL GROUP

Jan 2014 – Jul 2022

PLYMOUTH, MN

LPL FINANCIAL LLC

Dec 2010 – Dec 2011

PLYMOUTH, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · December 22, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVESTORS FINANCIAL GROUP LLC

CRD 154168 · SEC 801-71540

AUM

$1.3B

Regulatory assets under management

Employees

3,794 client accounts

Services offered by INVESTORS FINANCIAL GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INVESTORS FINANCIAL GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Richard John Anderson offer?

Richard John Anderson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PLYMOUTH, Minnesota for a consultation.

What are Richard John Anderson's credentials?

Richard John Anderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard John Anderson located?

Richard John Anderson is based in PLYMOUTH, Minnesota, working with INVESTORS FINANCIAL GROUP LLC. Their office serves clients in the PLYMOUTH metropolitan area and surrounding communities.

How does Richard John Anderson charge for services?

Richard John Anderson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTORS FINANCIAL GROUP LLC?

INVESTORS FINANCIAL GROUP LLC has approximately 26 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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