Unclaimed Profile

Anthony R Johnson

ROSSJOHNSON & ASSOCIATES, LLC·PLYMOUTH, Minnesota

SIE, Series 7, Series 63, Series 66Clean record23 years registeredROSSJOHNSON & ASSOCIATES, LLC

3380 ANNAPOLIS LANE, PLYMOUTH, MN 55447CRD# 2712955Firm CRD# 297583

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony R Johnson · PLYMOUTH, MN

Registration

CRD #2712955 · ROSSJOHNSON & ASSOCIATES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROSSJOHNSON & ASSOCIATES, LLC

ROSSJOHNSON & ASSOCIATES, LLC

Aug 2018 – Apr 2025

PLYMOUTH, MN

WISCONSIN FINANCIAL ADVISORS, LLC

Apr 2009 – Dec 2009

MADISON, WI

PARK AVENUE SECURITIES LLC

Jan 2003 – Aug 2018

PLYMOUTH, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · January 8, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROSSJOHNSON & ASSOCIATES, LLC

CRD 297583 · SEC 801-118296

AUM

$150M

Regulatory assets under management

Employees

495 client accounts

Services offered by ROSSJOHNSON & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROSSJOHNSON & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony R Johnson offer?

Anthony R Johnson specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Anthony R Johnson's credentials?

Anthony R Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony R Johnson located?

Anthony R Johnson is based in PLYMOUTH, Minnesota, last registered with ROSSJOHNSON & ASSOCIATES, LLC.

How does Anthony R Johnson charge for services?

Anthony R Johnson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROSSJOHNSON & ASSOCIATES, LLC?

ROSSJOHNSON & ASSOCIATES, LLC has approximately 5 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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