Unclaimed Profile

Todd Alan Moser

NORTHROCK PARTNERS, LLC·MINNEAPOLIS, Minnesota

SIE, Series 7, Series 66CFPClean record21 years registeredNORTHROCK PARTNERS, LLC

225 SOUTH SIXTH STREET, MINNEAPOLIS, MN 55402CRD# 4645357Firm CRD# 167908

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Alan Moser · MINNEAPOLIS, MN

Registration

CRD #4645357 · NORTHROCK PARTNERS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

NORTHROCK PARTNERS, LLC

Aug 2019 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Aug 2004 – Aug 2019

BARRINGTON, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 30, 2004

Years registered · 21

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHROCK PARTNERS, LLC

CRD 167908 · SEC 801-78194

AUM

$5.8B

Regulatory assets under management

Employees

154

11,981 client accounts

Services offered by NORTHROCK PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NORTHROCK PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Todd Alan Moser offer?

Todd Alan Moser specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Todd Alan Moser's credentials?

Todd Alan Moser holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Todd Alan Moser located?

Todd Alan Moser is based in MINNEAPOLIS, Minnesota, working with NORTHROCK PARTNERS, LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Todd Alan Moser charge for services?

Todd Alan Moser's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHROCK PARTNERS, LLC?

NORTHROCK PARTNERS, LLC has approximately 154 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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