Unclaimed Profile

Dominic Jon Knauf

NORTHROCK PARTNERS, LLC·MINNEAPOLIS, Minnesota

SIE, Series 7, Series 6612 years registeredNORTHROCK PARTNERS, LLC

650 THIRD AVENUE SOUTH, MINNEAPOLIS, MN 55402CRD# 4325438Firm CRD# 167908

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dominic Jon Knauf · MINNEAPOLIS, MN

Registration

CRD #4325438 · NORTHROCK PARTNERS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

PURE FINANCIAL ADVISORS, LLC

Sep 2021 – present

NORTHROCK PARTNERS, LLC

Aug 2016 – Jan 2021

MINNEAPOLIS, MN

THRIVENT INVESTMENT MANAGEMENT INC.

Jan 2014 – Jun 2016

GOLDEN VALLEY, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 27, 2014

Years registered · 12

Disclosure History

2004Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NORTHROCK PARTNERS, LLC

CRD 167908 · SEC 801-78194

AUM

$5.8B

Regulatory assets under management

Employees

154

11,981 client accounts

Services offered by NORTHROCK PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NORTHROCK PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Dominic Jon Knauf offer?

Dominic Jon Knauf specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Dominic Jon Knauf's credentials?

Dominic Jon Knauf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dominic Jon Knauf located?

Dominic Jon Knauf is based in MINNEAPOLIS, Minnesota, working with NORTHROCK PARTNERS, LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Dominic Jon Knauf charge for services?

Dominic Jon Knauf's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHROCK PARTNERS, LLC?

NORTHROCK PARTNERS, LLC has approximately 154 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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