Unclaimed Profile

Theresa Seto Alewine

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.·MINNEAPOLIS, Minnesota

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65Clean record20 years registeredRBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

50 SOUTH SIXTH STREET, MINNEAPOLIS, MN 55402CRD# 2741548Firm CRD# 107173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Theresa Seto Alewine · MINNEAPOLIS, MN

Registration

CRD #2741548 · RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. · 20 years registered

Brand Profile

Not yet started

Career History

RBC CAPITAL MARKETS, LLC

Mar 2006 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · March 29, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

CRD 107173 · SEC 801-20303

AUM

$79.9B

Regulatory assets under management

Employees

195

272 client accounts

Services offered by RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. →

Introduction

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Frequently Asked Questions

What services does Theresa Seto Alewine offer?

Theresa Seto Alewine specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Theresa Seto Alewine's credentials?

Theresa Seto Alewine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Theresa Seto Alewine located?

Theresa Seto Alewine is based in MINNEAPOLIS, Minnesota, working with RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Theresa Seto Alewine charge for services?

Theresa Seto Alewine's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.?

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. has approximately 195 employees and manages $79.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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