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Mary Sophia Sumners

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.·MINNEAPOLIS, Minnesota
SIE, Series 7, Series 7TO, Series 24, Series 63Clean recordRBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
50 SOUTH SIXTH STREET, MINNEAPOLIS, MN 55402CRD# 1868293Firm CRD# 107173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mary Sophia Sumners · MINNEAPOLIS, MN
Registration
CRD #1868293 · RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
CRD 107173 · SEC 801-20303
AUM
$79.9B
Regulatory assets under management
Employees
195
272 client accounts
Services offered by RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. →
Introduction

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Frequently Asked Questions

What services does Mary Sophia Sumners offer?
Mary Sophia Sumners specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Mary Sophia Sumners's credentials?
Mary Sophia Sumners is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Sophia Sumners located?
Mary Sophia Sumners is based in MINNEAPOLIS, Minnesota, working with RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Mary Sophia Sumners charge for services?
Mary Sophia Sumners's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.?
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. has approximately 195 employees and manages $79.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

Yonette Beverly Chung-Mclean
MINNEAPOLIS, MN
Donald Elijah Sanya
MINNEAPOLIS, MN
Theresa Seto Alewine
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