Unclaimed Profile

Steven Douglas Mcwhirter

COLLIERS SECURITIES LLC·MINNEAPOLIS, Minnesota

SIE, Series 4, Series 7, Series 7TO, Series 24, Series 52, Series 53, Series 55, Series 57TO, Series 63, Series 99TOClean recordCOLLIERS SECURITIES LLC

90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 1288149Firm CRD# 7477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Douglas Mcwhirter · MINNEAPOLIS, MN

Registration

CRD #1288149 · COLLIERS SECURITIES LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 7TO

Series 24

Series 52

Series 53

Series 55

Series 57TO

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COLLIERS SECURITIES LLC

CRD 7477 · SEC 801-80233

AUM

$263M

Regulatory assets under management

Employees

124

1,055 client accounts

Services offered by COLLIERS SECURITIES LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COLLIERS SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Steven Douglas Mcwhirter offer?

Steven Douglas Mcwhirter specializes in Investment Management, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Steven Douglas Mcwhirter's credentials?

Steven Douglas Mcwhirter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Douglas Mcwhirter located?

Steven Douglas Mcwhirter is based in MINNEAPOLIS, Minnesota, working with COLLIERS SECURITIES LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Steven Douglas Mcwhirter charge for services?

Steven Douglas Mcwhirter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLLIERS SECURITIES LLC?

COLLIERS SECURITIES LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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