Unclaimed Profile

Roger Allan Norris

COLLIERS SECURITIES LLC·MINNEAPOLIS, Minnesota

SIE, Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 14, Series 16, Series 24, Series 50, Series 52TO, Series 53, Series 54, Series 63, Series 65, Series 66, Series 79, Series 99TOClean record4 years registeredCOLLIERS SECURITIES LLC

90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 2201413Firm CRD# 7477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Allan Norris · MINNEAPOLIS, MN

Registration

CRD #2201413 · COLLIERS SECURITIES LLC · 4 years registered

Brand Profile

Not yet started

Career History

COLLIERS SECURITIES LLC

Mar 2022 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 9

Series 10

Series 14

Series 16

Series 24

Series 50

Series 52TO

Series 53

Series 54

Series 63

Series 65

Series 66

Series 79

Series 99TO

Registration record

First registered · March 21, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COLLIERS SECURITIES LLC

CRD 7477 · SEC 801-80233

AUM

$263M

Regulatory assets under management

Employees

124

1,055 client accounts

Services offered by COLLIERS SECURITIES LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COLLIERS SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Roger Allan Norris offer?

Roger Allan Norris specializes in Investment Management, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Roger Allan Norris's credentials?

Roger Allan Norris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Allan Norris located?

Roger Allan Norris is based in MINNEAPOLIS, Minnesota, working with COLLIERS SECURITIES LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Roger Allan Norris charge for services?

Roger Allan Norris's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLLIERS SECURITIES LLC?

COLLIERS SECURITIES LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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