Unclaimed Profile

Thomas Francis Steichen

COLLIERS SECURITIES LLC·MINNEAPOLIS, Minnesota

COLLIERS SECURITIES LLC

90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 6920110Firm CRD# 7477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Francis Steichen · MINNEAPOLIS, MN

Registration

CRD #6920110 · COLLIERS SECURITIES LLC

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

Thomas Francis Steichen is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with COLLIERS SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

COLLIERS SECURITIES LLC

AUM

$263M

Regulatory assets under management

Employees

124

Total firm employees

View all advisors at COLLIERS SECURITIES LLC →

Services

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 6920110

Firm CRD# 7477

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Francis Steichen offer?

Thomas Francis Steichen specializes in Investment Management, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Thomas Francis Steichen's credentials?

Thomas Francis Steichen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Francis Steichen located?

Thomas Francis Steichen is based in MINNEAPOLIS, Minnesota, working with COLLIERS SECURITIES LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Thomas Francis Steichen charge for services?

Thomas Francis Steichen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLLIERS SECURITIES LLC?

COLLIERS SECURITIES LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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