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Thomas Francis Steichen

COLLIERS SECURITIES LLC·MINNEAPOLIS, Minnesota
SIE, Series 14, Series 99TOClean recordCOLLIERS SECURITIES LLC
90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 6920110Firm CRD# 7477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Francis Steichen · MINNEAPOLIS, MN
Registration
CRD #6920110 · COLLIERS SECURITIES LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 14
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
COLLIERS SECURITIES LLC
CRD 7477 · SEC 801-80233
AUM
$263M
Regulatory assets under management
Employees
124
1,055 client accounts
Services offered by COLLIERS SECURITIES LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at COLLIERS SECURITIES LLC →
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Frequently Asked Questions

What services does Thomas Francis Steichen offer?
Thomas Francis Steichen specializes in Investment Management, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Thomas Francis Steichen's credentials?
Thomas Francis Steichen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Francis Steichen located?
Thomas Francis Steichen is based in MINNEAPOLIS, Minnesota, working with COLLIERS SECURITIES LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Thomas Francis Steichen charge for services?
Thomas Francis Steichen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COLLIERS SECURITIES LLC?
COLLIERS SECURITIES LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COLLIERS SECURITIES LLC

Roger Allan Norris
MINNEAPOLIS, MN
Craig Daniel Theis
MINNEAPOLIS, MN
Deborah Marie Hable
MINNEAPOLIS, MN
Miguel Jr. Olavarria
MINNEAPOLIS, MN
Alan David Polsky
MINNEAPOLIS, MN
CFA
David Bramley Juran
MINNEAPOLIS, MN

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