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Ray Elton Woodsend

DOUGHERTY & COMPANY LLC·MINNEAPOLIS, Minnesota
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90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 1886946Firm CRD# 7477
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About

Ray Elton Woodsend is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with DOUGHERTY & COMPANY LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
COLLIERS SECURITIES LLC
COLLIERS SECURITIES LLC
AUM
$263M
Regulatory assets under management
Employees
124
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1886946
Firm CRD# 7477
4 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ray Elton Woodsend offer?
Ray Elton Woodsend specializes in Investment Management, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.
What are Ray Elton Woodsend's credentials?
Ray Elton Woodsend is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ray Elton Woodsend located?
Ray Elton Woodsend is based in MINNEAPOLIS, Minnesota, working with DOUGHERTY & COMPANY LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.
How does Ray Elton Woodsend charge for services?
Ray Elton Woodsend's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOUGHERTY & COMPANY LLC?
DOUGHERTY & COMPANY LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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