Unclaimed Profile

Ray Elton Woodsend

DOUGHERTY & COMPANY LLC·MINNEAPOLIS, Minnesota

DOUGHERTY & COMPANY LLC

90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 1886946Firm CRD# 7477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ray Elton Woodsend · MINNEAPOLIS, MN

Registration

CRD #1886946 · DOUGHERTY & COMPANY LLC

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

Ray Elton Woodsend is a registered financial advisor based in MINNEAPOLIS, Minnesota, affiliated with DOUGHERTY & COMPANY LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

Speak with Ray Elton

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ray Elton is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

COLLIERS SECURITIES LLC

AUM

$263M

Regulatory assets under management

Employees

124

Total firm employees

View all advisors at COLLIERS SECURITIES LLC →

Services

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1886946

Firm CRD# 7477

View on FINRA BrokerCheck →

Looking for a financial advisor in MINNEAPOLIS?

Browse all registered financial advisors in MINNEAPOLIS, Minnesota or claim this profile if it's yours.

Browse MINNEAPOLIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ray Elton Woodsend offer?

Ray Elton Woodsend specializes in Investment Management, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Ray Elton Woodsend's credentials?

Ray Elton Woodsend is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ray Elton Woodsend located?

Ray Elton Woodsend is based in MINNEAPOLIS, Minnesota, working with DOUGHERTY & COMPANY LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Ray Elton Woodsend charge for services?

Ray Elton Woodsend's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOUGHERTY & COMPANY LLC?

DOUGHERTY & COMPANY LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →