Unclaimed Profile

Ray Elton Woodsend

DOUGHERTY & COMPANY LLC·MINNEAPOLIS, Minnesota

SIE, Series 7, Series 50, Series 53, Series 63Clean recordDOUGHERTY & COMPANY LLC

90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 1886946Firm CRD# 7477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ray Elton Woodsend · MINNEAPOLIS, MN

Registration

CRD #1886946 · DOUGHERTY & COMPANY LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 50

Series 53

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COLLIERS SECURITIES LLC

CRD 7477 · SEC 801-80233

AUM

$263M

Regulatory assets under management

Employees

124

1,055 client accounts

Services offered by COLLIERS SECURITIES LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COLLIERS SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Ray Elton Woodsend offer?

Ray Elton Woodsend specializes in Investment Management, Fee-Only Advisory. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Ray Elton Woodsend's credentials?

Ray Elton Woodsend is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ray Elton Woodsend located?

Ray Elton Woodsend is based in MINNEAPOLIS, Minnesota, working with DOUGHERTY & COMPANY LLC. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Ray Elton Woodsend charge for services?

Ray Elton Woodsend's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOUGHERTY & COMPANY LLC?

DOUGHERTY & COMPANY LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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