Unclaimed Profile

Nicholas M Cecere

THRIVENT INVESTMENT MANAGEMENT INC.·MINNEAPOLIS, Minnesota

SIE, Series 2, Series 6, Series 7, Series 24, Series 51, Series 63, Series 65ChFCClean record26 years registeredTHRIVENT INVESTMENT MANAGEMENT INC.

600 PORTLAND AVENUE SOUTH, MINNEAPOLIS, MN 55415CRD# 1513551Firm CRD# 18387

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas M Cecere · MINNEAPOLIS, MN

Registration

CRD #1513551 · THRIVENT INVESTMENT MANAGEMENT INC. · 26 years registered

Brand Profile

Not yet started

Career History

THRIVENT INVESTMENT MANAGEMENT INC.

Oct 2021 – present

PRINCIPAL SECURITIES, INC.

Jan 2000 – Sep 2021

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 6

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · January 12, 2000

Years registered · 26

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THRIVENT INVESTMENT MANAGEMENT INC.

CRD 18387 · SEC 801-29618

AUM

$14.8B

Regulatory assets under management

Employees

3,596

42,439 client accounts

Services offered by THRIVENT INVESTMENT MANAGEMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THRIVENT INVESTMENT MANAGEMENT INC. →

Introduction

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Frequently Asked Questions

What services does Nicholas M Cecere offer?

Nicholas M Cecere specializes in Financial Planning, Investment Management. Contact their office in MINNEAPOLIS, Minnesota for a consultation.

What are Nicholas M Cecere's credentials?

Nicholas M Cecere holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicholas M Cecere located?

Nicholas M Cecere is based in MINNEAPOLIS, Minnesota, working with THRIVENT INVESTMENT MANAGEMENT INC.. Their office serves clients in the MINNEAPOLIS metropolitan area and surrounding communities.

How does Nicholas M Cecere charge for services?

Nicholas M Cecere's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THRIVENT INVESTMENT MANAGEMENT INC.?

THRIVENT INVESTMENT MANAGEMENT INC. has approximately 3596 employees and manages $14.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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