Unclaimed Profile

Gerald Anthony Kraut

DOUGHERTY & COMPANY LLC·MINNEAPOLIS, Minnesota

SIE, Series 7, Series 24, Series 53, Series 63Clean record14 years registeredDOUGHERTY & COMPANY LLC

90 SOUTH SEVENTH STREET, MINNEAPOLIS, MN 55402-4108CRD# 1502494Firm CRD# 7477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Anthony Kraut · MINNEAPOLIS, MN

Registration

CRD #1502494 · DOUGHERTY & COMPANY LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DOUGHERTY & COMPANY LLC

DOUGHERTY & COMPANY LLC

May 2012 – Jun 2012

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · May 17, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COLLIERS SECURITIES LLC

CRD 7477 · SEC 801-80233

AUM

$263M

Regulatory assets under management

Employees

124

1,055 client accounts

Services offered by COLLIERS SECURITIES LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COLLIERS SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Gerald Anthony Kraut offer?

Gerald Anthony Kraut specializes in Investment Management, Fee-Only Advisory.

What are Gerald Anthony Kraut's credentials?

Gerald Anthony Kraut is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerald Anthony Kraut located?

Gerald Anthony Kraut is based in MINNEAPOLIS, Minnesota, last registered with DOUGHERTY & COMPANY LLC.

How does Gerald Anthony Kraut charge for services?

Gerald Anthony Kraut's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOUGHERTY & COMPANY LLC?

DOUGHERTY & COMPANY LLC has approximately 124 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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