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James Richard Casey

NORTH AMERICAN WEALTH ADVISORS INC.·JORDAN, Minnesota
SIE, Series 6, Series 7, Series 63, Series 65CFPChFC12 years registeredNORTH AMERICAN WEALTH ADVISORS INC.
224 WATER STREET, JORDAN, MN 55352CRD# 2183077Firm CRD# 297057

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Richard Casey · JORDAN, MN
Registration
CRD #2183077 · NORTH AMERICAN WEALTH ADVISORS INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

CETERA INVESTMENT ADVISERS LLC
Jun 2023 – present
NORTH AMERICAN WEALTH ADVISORS INC.
Jul 2018 – present
CETERA ADVISOR NETWORKS LLC
Jun 2021 – Jun 2023
EL SEGUNDO, CA
VOYA FINANCIAL ADVISORS, INC.
Mar 2021 – Jun 2021
JORDAN, MN
VOYA FINANCIAL ADVISORS, INC.
Jan 2014 – Dec 2020
JORDAN, MN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · January 30, 2014
Years registered · 12
Professional designations · CFP, ChFC
03

Disclosure History

1996Customer Dispute·Settled
1994Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
NORTH AMERICAN WEALTH ADVISORS INC.
CRD 297057 · SEC 801-113619
AUM
$182M
Regulatory assets under management
Employees
2
107 client accounts
Services offered by NORTH AMERICAN WEALTH ADVISORS INC.
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at NORTH AMERICAN WEALTH ADVISORS INC. →
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05

Frequently Asked Questions

What services does James Richard Casey offer?
James Richard Casey specializes in Investment Management, Fee-Only Advisory. Contact their office in JORDAN, Minnesota for a consultation.
What are James Richard Casey's credentials?
James Richard Casey holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is James Richard Casey located?
James Richard Casey is based in JORDAN, Minnesota, working with NORTH AMERICAN WEALTH ADVISORS INC.. Their office serves clients in the JORDAN metropolitan area and surrounding communities.
How does James Richard Casey charge for services?
James Richard Casey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTH AMERICAN WEALTH ADVISORS INC.?
NORTH AMERICAN WEALTH ADVISORS INC. has approximately 2 employees and manages $182M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Minnesota
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