Unclaimed Profile

Nancy (nmn) Caselli

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.·EDINA, Minnesota

Series 7, Series 63Clean record12 years registeredPUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

7701 FRANCE AVENUE SOUTH, EDINA, MN 55435CRD# 1754677Firm CRD# 117962

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy (nmn) Caselli · EDINA, MN

Registration

CRD #1754677 · PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Jan 2014 – Jun 2023

EDINA, MN

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 16, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

CRD 117962 · SEC 801-61205

AUM

$1.9B

Regulatory assets under management

Employees

1,772 client accounts

Services offered by PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Nancy (nmn) Caselli offer?

Nancy (nmn) Caselli specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Nancy (nmn) Caselli's credentials?

Nancy (nmn) Caselli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy (nmn) Caselli located?

Nancy (nmn) Caselli is based in EDINA, Minnesota, last registered with PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC..

How does Nancy (nmn) Caselli charge for services?

Nancy (nmn) Caselli's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: a percentage of aum allocated to our model portfolio. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.?

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. has approximately 28 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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