Unclaimed Profile

John Leslie Hause

TRADITION WEALTH MANAGEMENT LLC·EDINA, Minnesota

SIE, Series 7, Series 63, Series 6521 years registeredTRADITION WEALTH MANAGEMENT LLC

7601 FRANCE AVENUE SOUTH, EDINA, MN 55435CRD# 2850420Firm CRD# 128314

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Leslie Hause · EDINA, MN

Registration

CRD #2850420 · TRADITION WEALTH MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

TRADITION WEALTH MANAGEMENT LLC

Nov 2004 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · November 1, 2004

Years registered · 21

Disclosure History

2003Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRADITION WEALTH MANAGEMENT LLC

CRD 128314 · SEC 801-62666

AUM

$1.5B

Regulatory assets under management

Employees

4,688 client accounts

Services offered by TRADITION WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRADITION WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does John Leslie Hause offer?

John Leslie Hause specializes in Financial Planning, Investment Management. Contact their office in EDINA, Minnesota for a consultation.

What are John Leslie Hause's credentials?

John Leslie Hause is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Leslie Hause located?

John Leslie Hause is based in EDINA, Minnesota, working with TRADITION WEALTH MANAGEMENT LLC. Their office serves clients in the EDINA metropolitan area and surrounding communities.

How does John Leslie Hause charge for services?

John Leslie Hause's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRADITION WEALTH MANAGEMENT LLC?

TRADITION WEALTH MANAGEMENT LLC has approximately 27 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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