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Coreen Elizabeth Dougherty

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.·BUFFALO, Minnesota
Clean recordDOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
103 MARTY DRIVE, BUFFALO, MN 55313CRD# 5059040Firm CRD# 165145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Coreen Elizabeth Dougherty · BUFFALO, MN
Registration
CRD #5059040 · DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Coreen Elizabeth Dougherty is a registered financial advisor based in BUFFALO, Minnesota, affiliated with DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
AUM
$308M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5059040
Firm CRD# 165145
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Coreen Elizabeth Dougherty offer?
Coreen Elizabeth Dougherty specializes in Financial Planning, Investment Management. Contact their office in BUFFALO, Minnesota for a consultation.
What are Coreen Elizabeth Dougherty's credentials?
Coreen Elizabeth Dougherty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Coreen Elizabeth Dougherty located?
Coreen Elizabeth Dougherty is based in BUFFALO, Minnesota, working with DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.. Their office serves clients in the BUFFALO metropolitan area and surrounding communities.
How does Coreen Elizabeth Dougherty charge for services?
Coreen Elizabeth Dougherty's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.?
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. has approximately 8 employees and manages $308M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

Dillon Lee Dougherty
BUFFALO, MN
Michael John Dougherty
BUFFALO, MN
Daniel John Dougherty
BUFFALO, MN

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