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Daniel John Dougherty

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.·BUFFALO, Minnesota
Unclaimed Profile
103 MARTY DRIVE, BUFFALO, MN 55313CRD# 6359033Firm CRD# 165145
01

About

Daniel John Dougherty is a registered financial advisor based in BUFFALO, Minnesota, affiliated with DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
AUM
$308M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
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Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 6359033
Firm CRD# 165145
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Daniel John Dougherty offer?
Daniel John Dougherty specializes in Financial Planning, Investment Management. Contact their office in BUFFALO, Minnesota for a consultation.
What are Daniel John Dougherty's credentials?
Daniel John Dougherty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel John Dougherty located?
Daniel John Dougherty is based in BUFFALO, Minnesota, working with DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.. Their office serves clients in the BUFFALO metropolitan area and surrounding communities.
How does Daniel John Dougherty charge for services?
Daniel John Dougherty's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.?
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. has approximately 8 employees and manages $308M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BUFFALO
Michael John Dougherty — DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.David Alan Theis — SECURITIES MONITORING GROUP, LLCDillon Lee Dougherty — DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.Coreen Elizabeth Dougherty — DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
Nearby cities in Minnesota
MINNEAPOLIS (894)MINNETONKA (136)EDINA (122)ST PAUL (111)PLYMOUTH (97)
City Guides
MINNEAPOLIS GuideMINNETONKA GuideEDINA GuideST PAUL GuidePLYMOUTH Guide
Research
Advisor Fees in MinnesotaNational Fee Analysis
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