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DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
BUFFALO, Minnesota
·
4 registered advisors
·
CRD# 165145
SEC# 801-93169
1
763-682-4014
01
Firm Overview
AUM
$308M
Regulatory assets under management
Employees
8
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
4 registered advisors
Coreen Elizabeth Dougherty
BUFFALO, Minnesota
CRD# 5059040
Daniel John Dougherty
BUFFALO, Minnesota
CRD# 6359033
Dillon Lee Dougherty
BUFFALO, Minnesota
CRD# 6676496
Michael John Dougherty
BUFFALO, Minnesota
CRD# 2456707
05
Office Locations
BUFFALO, Minnesota
4 advisors
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Data sourced from SEC Form ADV filings. DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. (CRD# 165145) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.