Unclaimed Profile

Michael Joseph Ruggieri

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC·BLOOMINGTON, Minnesota

SIE, Series 7, Series 24, Series 51, Series 63, Series 65Clean record20 years registeredTHE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

5270 WEST 84TH STREET, BLOOMINGTON, MN 55437CRD# 2652152Firm CRD# 140551

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Joseph Ruggieri · BLOOMINGTON, MN

Registration

CRD #2652152 · THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jan 2026 – present

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Jul 2023 – present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Feb 2014 – May 2025

BLOOMINGTON, MN

SAGEPOINT FINANCIAL, INC.

Jul 2013 – Feb 2014

PHOENIX, AZ

CHARLES SCHWAB & CO., INC.

Jun 2011 – Dec 2012

PHOENIX, AZ

LPL FINANCIAL LLC

Jan 2009 – Jun 2011

TEMPE, AZ

CUE FINANCIAL GROUP, INC.

Feb 2006 – Jan 2009

PHOENIX, AZ

USAA INVESTMENT MANAGEMENT COMPANY

Dec 2005 – Jan 2006

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · December 5, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CRD 140551 · SEC 801-69464

AUM

$277M

Regulatory assets under management

Employees

1,132 client accounts

Services offered by THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BLOOMINGTON?

Browse all registered financial advisors in BLOOMINGTON, Minnesota or claim this profile if it's yours.

Browse BLOOMINGTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Joseph Ruggieri offer?

Michael Joseph Ruggieri specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BLOOMINGTON, Minnesota for a consultation.

What are Michael Joseph Ruggieri's credentials?

Michael Joseph Ruggieri is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Joseph Ruggieri located?

Michael Joseph Ruggieri is based in BLOOMINGTON, Minnesota, working with THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.

How does Michael Joseph Ruggieri charge for services?

Michael Joseph Ruggieri's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC?

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC has approximately 6 employees and manages $277M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →