Unclaimed Profile

Brett Allen Machtig

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC·BLOOMINGTON, Minnesota

SIE, Series 3, Series 7, Series 24, Series 63, Series 6522 years registeredTHE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

5270 WEST 84TH STREET, BLOOMINGTON, MN 55437CRD# 1420080Firm CRD# 140551

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brett Allen Machtig · BLOOMINGTON, MN

Registration

CRD #1420080 · THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jan 2026 – present

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Sep 2008 – May 2026

BLOOMINGTON, MN

MACHTIG & ASSOCIATES, LLC.

May 2006 – Oct 2006

BLOOMINGTON, MN

INVESTORS CAPITAL ADVISORY

Jul 2004 – Jul 2016

BLOOMINGTON, MN

INVESTORS CAPITAL ADVISORY

Jul 2004 – Jul 2004

BLOOMINGTON, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 9, 2004

Years registered · 22

Disclosure History

2017Regulatory·Final

2015Customer Dispute·Denied

2015Regulatory·Final

2011Customer Dispute·Denied

2008Customer Dispute·Closed-No Action

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CRD 140551 · SEC 801-69464

AUM

$277M

Regulatory assets under management

Employees

1,132 client accounts

Services offered by THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC →

Introduction

Speak with Brett

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brett is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BLOOMINGTON?

Browse all registered financial advisors in BLOOMINGTON, Minnesota or claim this profile if it's yours.

Browse BLOOMINGTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Brett Allen Machtig offer?

Brett Allen Machtig specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BLOOMINGTON, Minnesota for a consultation.

What are Brett Allen Machtig's credentials?

Brett Allen Machtig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brett Allen Machtig located?

Brett Allen Machtig is based in BLOOMINGTON, Minnesota, working with THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.

How does Brett Allen Machtig charge for services?

Brett Allen Machtig's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC?

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC has approximately 6 employees and manages $277M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →