Unclaimed Profile

Stephen John Wayne

FINANCIAL DIMENSIONS GROUP, INC.·ARDEN HILLS, Minnesota

SIE, Series 1, Series 63Clean record18 years registeredFINANCIAL DIMENSIONS GROUP, INC.

3900 NORTHWOODS DRIVE, ARDEN HILLS, MN 55112CRD# 460454Firm CRD# 115143

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen John Wayne · ARDEN HILLS, MN

Registration

CRD #460454 · FINANCIAL DIMENSIONS GROUP, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL DIMENSIONS GROUP, INC.

FINANCIAL DIMENSIONS GROUP, INC.

Dec 2013 – Mar 2017

ARDEN HILLS, MN

FINANCIAL DIMENSIONS GROUP, INC.

Jun 2008 – Dec 2012

ARDEN HILLS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 63

Registration record

First registered · June 26, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL DIMENSIONS GROUP, INC.

CRD 115143 · SEC 801-77285

AUM

$2.6B

Regulatory assets under management

Employees

9,105 client accounts

Services offered by FINANCIAL DIMENSIONS GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL DIMENSIONS GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen John Wayne offer?

Stephen John Wayne specializes in Financial Planning, Investment Management.

What are Stephen John Wayne's credentials?

Stephen John Wayne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen John Wayne located?

Stephen John Wayne is based in ARDEN HILLS, Minnesota, last registered with FINANCIAL DIMENSIONS GROUP, INC..

How does Stephen John Wayne charge for services?

Stephen John Wayne's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL DIMENSIONS GROUP, INC.?

FINANCIAL DIMENSIONS GROUP, INC. has approximately 49 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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