Unclaimed Profile

Charles Edward Lucius

GRADIENT INVESTMENTS, LLC·ARDEN HILLS, Minnesota

Series 6, Series 7, Series 24, Series 26, Series 63, Series 65ChFC24 years registeredGRADIENT INVESTMENTS, LLC

4105 LEXINGTON AVENUE NORTH, ARDEN HILLS, MN 55126CRD# 1012912Firm CRD# 141726

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Edward Lucius · ARDEN HILLS, MN

Registration

CRD #1012912 · GRADIENT INVESTMENTS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRADIENT INVESTMENTS, LLC

GRADIENT INVESTMENT GROUP LLC

Jan 2007 – Sep 2007

BRAINERD, MN

GRADIENT INVESTMENTS, LLC

Oct 2003 – Feb 2024

ARDEN HILLS, MN

USALLIANZ SECURITIES, INC.

May 2002 – Jun 2005

TOPEKA, KS

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · May 16, 2002

Years registered · 24

Professional designation · ChFC

Disclosure History

2002Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

GRADIENT INVESTMENTS, LLC

CRD 141726 · SEC 801-70812

AUM

$5.3B

Regulatory assets under management

Employees

56,752 client accounts

Services offered by GRADIENT INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GRADIENT INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Edward Lucius offer?

Charles Edward Lucius specializes in Investment Management, Wealth Management.

What are Charles Edward Lucius's credentials?

Charles Edward Lucius holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Edward Lucius located?

Charles Edward Lucius is based in ARDEN HILLS, Minnesota, last registered with GRADIENT INVESTMENTS, LLC.

How does Charles Edward Lucius charge for services?

Charles Edward Lucius's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRADIENT INVESTMENTS, LLC?

GRADIENT INVESTMENTS, LLC has approximately 39 employees and manages $5.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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