Unclaimed Profile

Catherine Ann Peters

GRADIENT ADVISORS, LLC·ARDEN HILLS, Minnesota

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 79TO, Series 99TOClean record13 years registeredGRADIENT ADVISORS, LLC

4105 LEXINGTON AVENUE N., ARDEN HILLS, MN 55126CRD# 1667478Firm CRD# 152665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Ann Peters · ARDEN HILLS, MN

Registration

CRD #1667478 · GRADIENT ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

GRADIENT ADVISORS, LLC

Dec 2014 – present

FOCUS FINANCIAL

Jan 2013 – Dec 2014

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · January 22, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRADIENT ADVISORS, LLC

CRD 152665 · SEC 801-71000

AUM

$207M

Regulatory assets under management

Employees

157

2,706 client accounts

Services offered by GRADIENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRADIENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Catherine Ann Peters offer?

Catherine Ann Peters specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ARDEN HILLS, Minnesota for a consultation.

What are Catherine Ann Peters's credentials?

Catherine Ann Peters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Ann Peters located?

Catherine Ann Peters is based in ARDEN HILLS, Minnesota, working with GRADIENT ADVISORS, LLC. Their office serves clients in the ARDEN HILLS metropolitan area and surrounding communities.

How does Catherine Ann Peters charge for services?

Catherine Ann Peters's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRADIENT ADVISORS, LLC?

GRADIENT ADVISORS, LLC has approximately 157 employees and manages $207M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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