Unclaimed Profile

Robert Charles Mulcahy

ROYAL OAK FINANCIAL ADVISORS, LLC·ROYAL OAK, Michigan

SIE, Series 7, Series 63, Series 6515 years registeredROYAL OAK FINANCIAL ADVISORS, LLC

1709 CROOKS ROAD, ROYAL OAK, MI 48067CRD# 2661332Firm CRD# 290152

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Charles Mulcahy · ROYAL OAK, MI

Registration

CRD #2661332 · ROYAL OAK FINANCIAL ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

ROYAL OAK FINANCIAL ADVISORS, LLC

Dec 2017 – present

INVEST FINANCIAL CORPORATION

Sep 2011 – Jul 2015

WYANDOTTE, MI

CAPITAL ASSET ADVISORY SERVICES, LLC

May 2011 – Nov 2017

ROYAL OAKS, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · May 6, 2011

Years registered · 15

Disclosure History

2015Customer Dispute·Closed-No Action

2015Customer Dispute·Settled

2003Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROYAL OAK FINANCIAL ADVISORS, LLC

CRD 290152 · SEC 801-114096

AUM

$250M

Regulatory assets under management

Employees

1,251 client accounts

Services offered by ROYAL OAK FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROYAL OAK FINANCIAL ADVISORS, LLC →

Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROYAL OAK?

Browse all registered financial advisors in ROYAL OAK, Michigan or claim this profile if it's yours.

Browse ROYAL OAK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Robert Charles Mulcahy offer?

Robert Charles Mulcahy specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ROYAL OAK, Michigan for a consultation.

What are Robert Charles Mulcahy's credentials?

Robert Charles Mulcahy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Charles Mulcahy located?

Robert Charles Mulcahy is based in ROYAL OAK, Michigan, working with ROYAL OAK FINANCIAL ADVISORS, LLC. Their office serves clients in the ROYAL OAK metropolitan area and surrounding communities.

How does Robert Charles Mulcahy charge for services?

Robert Charles Mulcahy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROYAL OAK FINANCIAL ADVISORS, LLC?

ROYAL OAK FINANCIAL ADVISORS, LLC has approximately 6 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →