Unclaimed Profile

James Brendahl Westwood

ROYAL OAK FINANCIAL ADVISORS, LLC·ROYAL OAK, Michigan

SIE, Series 7, Series 63, Series 65Clean record20 years registeredROYAL OAK FINANCIAL ADVISORS, LLC

1709 CROOKS ROAD, ROYAL OAK, MI 48067CRD# 2241415Firm CRD# 290152

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Brendahl Westwood · ROYAL OAK, MI

Registration

CRD #2241415 · ROYAL OAK FINANCIAL ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

ALPHA ASSET ADVISORS LLC

Jan 2019 – present

ROYAL OAK FINANCIAL ADVISORS, LLC

Mar 2018 – present

ALPHA ASSET ADVISORS LLC

Nov 2018 – Dec 2018

ROYAL OAK, MI

CAPITAL ASSET ADVISORY SERVICES, LLC

Jun 2011 – Mar 2018

ROYAL OAK, MI

INVEST FINANCIAL CORPORATION

May 2011 – Jul 2015

ROYAL OAK, MI

WELLS FARGO ADVISORS, LLC

Apr 2006 – Jun 2011

NORTHVILLE, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 24, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROYAL OAK FINANCIAL ADVISORS, LLC

CRD 290152 · SEC 801-114096

AUM

$250M

Regulatory assets under management

Employees

1,251 client accounts

Services offered by ROYAL OAK FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROYAL OAK FINANCIAL ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROYAL OAK?

Browse all registered financial advisors in ROYAL OAK, Michigan or claim this profile if it's yours.

Browse ROYAL OAK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Brendahl Westwood offer?

James Brendahl Westwood specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ROYAL OAK, Michigan for a consultation.

What are James Brendahl Westwood's credentials?

James Brendahl Westwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Brendahl Westwood located?

James Brendahl Westwood is based in ROYAL OAK, Michigan, working with ROYAL OAK FINANCIAL ADVISORS, LLC. Their office serves clients in the ROYAL OAK metropolitan area and surrounding communities.

How does James Brendahl Westwood charge for services?

James Brendahl Westwood's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROYAL OAK FINANCIAL ADVISORS, LLC?

ROYAL OAK FINANCIAL ADVISORS, LLC has approximately 6 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →