Unclaimed Profile

Paul Edgar Erickson

ROYAL OAK FINANCIAL ADVISORS, LLC·ROYAL OAK, Michigan

SIE, Series 6, Series 7, Series 63, Series 66Clean record18 years registeredROYAL OAK FINANCIAL ADVISORS, LLC

1709 CROOKS ROAD, ROYAL OAK, MI 48067CRD# 5157556Firm CRD# 290152

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Edgar Erickson · ROYAL OAK, MI

Registration

CRD #5157556 · ROYAL OAK FINANCIAL ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

ALPHA ASSET ADVISORS LLC

Jan 2019 – present

ROYAL OAK FINANCIAL ADVISORS, LLC

Dec 2017 – present

ALPHA ASSET ADVISORS LLC

Nov 2018 – Dec 2018

ROYAL OAK, MI

CAPITAL ASSET ADVISORY SERVICES, LLC

Jun 2011 – Mar 2018

ROYAL OAK, MI

INVEST FINANCIAL CORPORATION

May 2011 – Jul 2015

ROYAL OAK, MI

WELLS FARGO ADVISORS, LLC

Oct 2007 – Jun 2011

NORTHVILLE, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · October 17, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROYAL OAK FINANCIAL ADVISORS, LLC

CRD 290152 · SEC 801-114096

AUM

$250M

Regulatory assets under management

Employees

1,251 client accounts

Services offered by ROYAL OAK FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROYAL OAK FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Edgar Erickson offer?

Paul Edgar Erickson specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ROYAL OAK, Michigan for a consultation.

What are Paul Edgar Erickson's credentials?

Paul Edgar Erickson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Edgar Erickson located?

Paul Edgar Erickson is based in ROYAL OAK, Michigan, working with ROYAL OAK FINANCIAL ADVISORS, LLC. Their office serves clients in the ROYAL OAK metropolitan area and surrounding communities.

How does Paul Edgar Erickson charge for services?

Paul Edgar Erickson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROYAL OAK FINANCIAL ADVISORS, LLC?

ROYAL OAK FINANCIAL ADVISORS, LLC has approximately 6 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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