Unclaimed Profile

Katie Lyn Koeman

SIMPLICITY WEALTH LLC·HOLLAND, Michigan

SIE, Series 7, Series 9, Series 10, Series 24, Series 66, Series 99TOCFPClean record8 years registeredSIMPLICITY WEALTH LLC

148 S. RIVER AVE., HOLLAND, MI 49423CRD# 4415696Firm CRD# 300572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katie Lyn Koeman · HOLLAND, MI

Registration

CRD #4415696 · SIMPLICITY WEALTH LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIMPLICITY WEALTH LLC

SIMPLICITY WEALTH

Apr 2019 – May 2020

HOLLAND, MI

ADVISORY ALPHA, LLC

Nov 2017 – May 2020

HOLLAND, MI

PLANNERS ALLIANCE

Nov 2017 – May 2020

HOLLAND, MI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2017 – Nov 2017

Fairfield, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 66

Series 99TO

Registration record

First registered · August 23, 2017

Years registered · 8

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIMPLICITY WEALTH LLC

CRD 300572 · SEC 801-114798

AUM

$3.2B

Regulatory assets under management

Employees

159

6,188 client accounts

Services offered by SIMPLICITY WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SIMPLICITY WEALTH LLC →

Introduction

Speak with Katie

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Katie is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HOLLAND?

Browse all registered financial advisors in HOLLAND, Michigan or claim this profile if it's yours.

Browse HOLLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Katie Lyn Koeman offer?

Katie Lyn Koeman specializes in Financial Planning, Investment Management, Wealth Management.

What are Katie Lyn Koeman's credentials?

Katie Lyn Koeman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Katie Lyn Koeman located?

Katie Lyn Koeman is based in HOLLAND, Michigan, last registered with SIMPLICITY WEALTH LLC.

How does Katie Lyn Koeman charge for services?

Katie Lyn Koeman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIMPLICITY WEALTH LLC?

SIMPLICITY WEALTH LLC has approximately 159 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →