Unclaimed Profile

Sean David Wickersham

SIMPLICITY WEALTH LLC·SUMMIT, New Jersey

SIE, Series 7, Series 24, Series 66, Series 99TOClean record21 years registeredSIMPLICITY WEALTH LLC

86 SUMMIT AVE, SUMMIT, NJ 07901CRD# 4994630Firm CRD# 300572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean David Wickersham · SUMMIT, NJ

Registration

CRD #4994630 · SIMPLICITY WEALTH LLC · 21 years registered

Brand Profile

Not yet started

Career History

TLG ADVISORS, INC.

Sep 2009 – present

THE LEADERS GROUP, INC.

Jul 2005 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · July 27, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIMPLICITY WEALTH LLC

CRD 300572 · SEC 801-114798

AUM

$3.2B

Regulatory assets under management

Employees

159

6,188 client accounts

Services offered by SIMPLICITY WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SIMPLICITY WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does Sean David Wickersham offer?

Sean David Wickersham specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SUMMIT, New Jersey for a consultation.

What are Sean David Wickersham's credentials?

Sean David Wickersham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean David Wickersham located?

Sean David Wickersham is based in SUMMIT, New Jersey, working with SIMPLICITY WEALTH LLC. Their office serves clients in the SUMMIT metropolitan area and surrounding communities.

How does Sean David Wickersham charge for services?

Sean David Wickersham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIMPLICITY WEALTH LLC?

SIMPLICITY WEALTH LLC has approximately 159 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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