Unclaimed Profile

Vincenzo Stuto

ALTA WEALTH ADVISORS LLC·WOBURN, Massachusetts

SIE, Series 6, Series 7, Series 31, Series 63, Series 6617 years registeredALTA WEALTH ADVISORS LLC

400 TRADECENTER, SUITE 4810, WOBURN, MA 01801CRD# 4955851Firm CRD# 293675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vincenzo Stuto · WOBURN, MA

Registration

CRD #4955851 · ALTA WEALTH ADVISORS LLC · 17 years registered

Brand Profile

Not yet started

Career History

ALTA WEALTH ADVISORS LLC

Apr 2018 – present

LPL FINANCIAL LLC

Sep 2018 – Oct 2020

WOBURN, MA

PINNACLE PRIVATE WEALTH, LLC

Dec 2016 – May 2018

WOBURN, MA

SANTANDER SECURITIES

Sep 2012 – Dec 2016

CAMBRIDGE, MA

LPL FINANCIAL LLC

Aug 2010 – Sep 2012

WINCHESTER, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2008 – Jul 2010

ANDOVER, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 31

Series 63

Series 66

Registration record

First registered · December 23, 2008

Years registered · 17

Disclosure History

2013Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALTA WEALTH ADVISORS LLC

CRD 293675 · SEC 801-112848

AUM

$400M

Regulatory assets under management

Employees

1,033 client accounts

Services offered by ALTA WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALTA WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Vincenzo Stuto offer?

Vincenzo Stuto specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WOBURN, Massachusetts for a consultation.

What are Vincenzo Stuto's credentials?

Vincenzo Stuto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vincenzo Stuto located?

Vincenzo Stuto is based in WOBURN, Massachusetts, working with ALTA WEALTH ADVISORS LLC. Their office serves clients in the WOBURN metropolitan area and surrounding communities.

How does Vincenzo Stuto charge for services?

Vincenzo Stuto's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALTA WEALTH ADVISORS LLC?

ALTA WEALTH ADVISORS LLC has approximately 7 employees and manages $400M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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