Unclaimed Profile

Thomas Garth Shiffer

CADENCE WEALTH MANAGEMENT LLC·WESTBOROUGH, Massachusetts

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 66, Series 99TOCFPClean record23 years registeredCADENCE WEALTH MANAGEMENT LLC

1800 WEST PARK DRIVE, WESTBOROUGH, MA 01581CRD# 4471246Firm CRD# 155080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Garth Shiffer · WESTBOROUGH, MA

Registration

CRD #4471246 · CADENCE WEALTH MANAGEMENT LLC · 23 years registered

Brand Profile

Not yet started

Career History

CADENCE WEALTH MANAGEMENT LLC

Oct 2010 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Jul 2003 – Oct 2010

WESTBOROUGH, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 66

Series 99TO

Registration record

First registered · July 21, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CADENCE WEALTH MANAGEMENT LLC

CRD 155080 · SEC 801-78941

AUM

$292M

Regulatory assets under management

Employees

2,819 client accounts

Services offered by CADENCE WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CADENCE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Garth Shiffer offer?

Thomas Garth Shiffer specializes in Financial Planning, Investment Management. Contact their office in WESTBOROUGH, Massachusetts for a consultation.

What are Thomas Garth Shiffer's credentials?

Thomas Garth Shiffer holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Garth Shiffer located?

Thomas Garth Shiffer is based in WESTBOROUGH, Massachusetts, working with CADENCE WEALTH MANAGEMENT LLC. Their office serves clients in the WESTBOROUGH metropolitan area and surrounding communities.

How does Thomas Garth Shiffer charge for services?

Thomas Garth Shiffer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CADENCE WEALTH MANAGEMENT LLC?

CADENCE WEALTH MANAGEMENT LLC has approximately 8 employees and manages $292M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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