Unclaimed Profile

Steven C Johnson

SEBASTIAN ADVISORS, INC.·WESTBOROUGH, Massachusetts

SIE, Series 7, Series 66Clean record8 years registeredSEBASTIAN ADVISORS, INC.

1400 COMPUTER DRIVE, WESTBOROUGH, MA 01581CRD# 4585501Firm CRD# 292329

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven C Johnson · WESTBOROUGH, MA

Registration

CRD #4585501 · SEBASTIAN ADVISORS, INC. · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SEBASTIAN ADVISORS, INC.

EDWARD JONES

Apr 2018 – May 2018

Saint George, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 23, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINIVI INC.

CRD 292329 · SEC 801-112470

AUM

$216M

Regulatory assets under management

Employees

1,177 client accounts

Services offered by FINIVI INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINIVI INC. →

Introduction

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Frequently Asked Questions

What services does Steven C Johnson offer?

Steven C Johnson specializes in Financial Planning, Investment Management, Wealth Management.

What are Steven C Johnson's credentials?

Steven C Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven C Johnson located?

Steven C Johnson is based in WESTBOROUGH, Massachusetts, last registered with SEBASTIAN ADVISORS, INC..

How does Steven C Johnson charge for services?

Steven C Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEBASTIAN ADVISORS, INC.?

SEBASTIAN ADVISORS, INC. has approximately 8 employees and manages $216M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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